SETTING THE MORAL COMPASS: Professional Responsibility for Financial Advisors

Provincial Life Credits: 5 credits (BC, AB, MB, ON)
Provincial A&S Credits: 5 credits (AB, SK, MB, ON)
CFP® Certificants: 5 credits (Financial Planning)
ICS Life Credits: 5 credits (including 2 Ethics)
  • Set your moral compass in the direction of professional responsibility through knowing your client, ensuring suitability, fulfilling disclosure, and putting client interests first;
  • Meet regulator expectations as expressed in client-focussed reforms;
  • Explore short case studies that illustrate concepts and help understanding.
Price charged to FA: $37.50 (You do not pay on this site.)
SETTING THE MORAL COMPASS: Professional Responsibility for Financial Advisors

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