| IIROC (CECAP) Credits: | 10 credits Compliance (plus 4 BONUS Professional Development credits) |
| Provincial Life Credits: | 14 credits (BC, AB, SK, MB, ON) |
| CFP® Certificants: | 5 credits (Financial Planning) + 3 PR |
Complete IIROC compliance credits for cycle 9 with these four outstanding courses:
Anti-Money Laundering
- Review how money laundering is accomplished, and how it is stopped;
- Understand, in order to implement, the elements of a compliance program;
- Gain an up-to-date understanding of know-your-client directives, reporting and record-keeping requirements.
The Art and Science of Suitability
- Optimize suitability for insurance and investment products;
- Implement a holistic approach that looks at total needs, situations, weaknesses, and strengths of the individual with the products and services available to the individual;
- Understand how priorities affect decisions;
- Execute the suitability checklist.
Finding the Fit: Suitability and Professional Responsibility
- Learn the reasons that investment suitability is the most common complaint among older investors and how that complaint can be eliminated through the decisions you make;
- Read case studies taken from the files of regulators about instances where suitability has been abused;
- Be guided with a suitability checklist to test your recommendations and actions.
Why Ethics Matter
- Understand the reasons ethics are personally and professionally essential;
- Read case studies that illustrate ethical lapses;
- Discover how to become a more ethical person and the steps to ethical decisions;
- Develop a personal code of ethics to live by and practice.
$0.00
$0.00