Ethics and the Investment Industry

Ethics and the Investment Industry fearlessly goes where others dare not tread. It asks questions that may be awkward. It discusses sensitive issues. It takes an objective look at some of the facets of your business that may be uncomfortable.

• Examine conflicts in the industry around money management for other and personal gain;
• Learn about the ethics of money as a product and the ethics of information;
• Explore how to meet ethical objectives and requirements.

This course may challenge you and how you think about your role in the investment industry. You may not agree with all you read, but you will be encouraged to find how ethical choices are your only choice.