A Trusted Contact Person: Role and Responsibilities
$0.00
| Provincial Life Credits: | 2 credits (BC, AB, SK, MB, ON) |
| Provincial A&S Credits: | 2 credits (AB, SK, MB, ON) |
| CFP® Certificants: | 2 credits (Financial Planning) |
| IIROC Credits: | 2 credits (Professional Development) |
| MFDA Credits: | 2 credits (Professional Development) |
| General Credits: | 2 credits (BC, AB, SK, MB, ON) |
The naming of a trusted contact person (TCP) to an investment account is an excellent idea for customer and advisor alike. Although it is not a requirement, the TCP nomination has been implemented to deter financial exploitation and safeguard financial assets. As such, it seems directed towards older adults, but, in fact, is useful for people of any age and should be used by people of all ages.
In this course you will:
- Learn what the job description for a TCP is and how those duties are carried out;
- Receive the essential background on the need for a TCP and its role in risk management;
- Get pointers on initiating the TCP conversation with clients.
Price charged to FA: $15.00 (You do not pay on this site.)
